The US Securities and Exchange Commission (SEC) recently adopted new final diligence rules (15Ga-2 and 17g-10) that require issuers and underwriters of rated asset-backed securities (ABS) to file third-party diligence reports with the regulator.
The US Securities and Exchange Commission (SEC) recently adopted new final diligence rules (15Ga-2 and 17g-10) that require issuers and underwriters of rated asset-backed securities (ABS) to file third-party diligence reports with the regulator.