Private funds could face more litigation under SEC’s proposed rules
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Private funds could face more litigation under SEC’s proposed rules

Liz Bury
18 February 2022
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Private fund advisers could face more litigation for simple negligence in cases where investors lose money if new rules proposed by the US Securities and Exchange Commission (SEC) go ahead.

A suite of possible new regulations, issued by the SEC for consultation last week, also includes a requirement for registered advisers to obtain annual financial audits.

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Liz Bury
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